Lawyer and client are handshaking after successful meeting

Procedure of Opening a Securities Trading Account

By opening a securities trading account, you confirm that you are liable to any legal or regulatory restrictions on dealing in securities through China – Hong Kong Link Securities Company Limited (“the Company”). If in doubt, please consult with your legal advisor, regulator or authority before opening a securities account.

Please bring along relevant supporting documents and visit our office in person during business hours to opening an account.

Address:19/F., 80 Gloucester Road, Wan Chai, Hong Kong

 

Individual / Joint Account

Documents to be signed and submitted:

  1. Individual/Joint Account Application Form
  2. Copied of valid identity documents (HKID Card or Passport)
  3. Copied of valid proof of address within the recent three months (ie. bank statements, credit card statements or utilities bills)

 

Corporate Account – Hong Kong Registered Company

Signed agreement together with the submission of the following supporting documents:

  1. Corporate Account Application Form
  2. Copied of certified true copy of Business Registration Certificate
  3. Copied of certified true copy of Certificate of Incorporation
  4. Copied of certified true copy of Articles of Association
  5. Copied of company address proof within the recent three months
  6. Board Minutes
  7. Copied of certified true copy of the Latest Annual Return
  8. Copied of I.D. and address proof of the Directors
  9. Copied of I.D. and address proof of all Authorized Persons in operating the account

 

Corporate Account – Non-Hong Kong Registered Company (Offshore Registered Company)

  1. Corporate Account Application Form
  2. Copied of certified true copy of Certificate of Incorporation
  3. Copied of certified true copy of Articles of Association
  4. Copied of company address proof within the recent three months
  5. Board Minutes
  6. Copied of I.D. and address proof of the Directors
  7. Copied of I.D. and address proof of all Authorized Persons in operating the account
  8. Copied of Director Register
  9. Copied of Shareholder Register
  10. Guarantee and Indemnity
  11. Address Proof of Guarantor
  12. Copied of Certificate of Incumbency
  13. Copied of certified true copy of Business Registration Certificate (If any)

 

According to the Guideline of the SFC, where the account opening documents are not executed in the presence of an employee of the Company, client should meet the following

  1. Complete the authentication by an appropriate person and countersign the Account Application Form, please provide the documents of identities containing his/her full name and title for our verification. (The appropriate person can be a Justice of Peace, a branch manager of a bank, or a professional person such as a certified accountant, lawyer or notary public)
  1. Issuing a cheque bearing the same signature and the same pre-printed name found in the Account Application Form and identity document and submit to the Company. The cheque must be drawn on a licensed bank in Hong Kong and made payable to “China-Hong Kong Link Securities Company Limited” with an amount not less than HK$10,000 and the account should be activated when the cheque is cleared.