Hong Kong Brokerage Fees and Charges

Securities Trading Services (By Turnover Amount)

Items Services Rate Min. Charge Remarks
Brokerage Commission

– Phone Trading

0.25% HK$ 100.00  
Stamp Duty
(Collected by HKSAR Government)
0.13% HK$ 1.00 Rounding up to Dollar
Exchange Trading Fee 0.005%
SFC Transaction Levy 0.0027%
CCASS Stock Settlement Fee 0.002% HK$ 3.00
Custodian Fee 0 – 0.25% Only for custodian client
Handling Charge for IPO Application HK$ 50.00 per Application,   HK$ 50.00 for Loan Handling fee Charge will be charged whether the application is successful or not
Margin Account Overdue Interest General Bank Prime Rate (P) + 4% Per Annum
Cash Account Overdue Interest General Bank Prime Rate (P) + 8% Per Annum
Settlement Related Services

 

Transfer Stamp Duty (For Physical Stock) HK$ 5.00 for each

Transfer Deed

Free for deposit stocks
Physical Stock Withdrawal (Per Stock) HK$ 5.00 per Board Lot HK$ 50.00  
CCASS Settlement Instruction (Per Stock) Stock Value 0.01%, Handing Charges $100 Charge are applicable to withdrawal instruction only. Free of charge for deposit instruction
CCASS Investor Settlement Instructions (Per Stock) HK$ 5.00 per Board Lot HK$ 50.00 Charge are applicable to withdrawal instruction only. Free of charge for deposit instruction
CCASS Nominee Services

 

Scrip Fee HK$ 2.50 per Board Lot Odd lots also treated as a board lot, no dividend distributions and worthless rights for the transfer of ownership are free of charge
Cash Dividend Collection Fee 0.5% of Dividend Collected HK$ 30.00  
Scrip Dividend Collection Fee HK$ 5.00 per Board Lot HK$ 30.00 Odd lots also treated as a board lot
Corporate Action Service Fee (Rights Excerise, Excess Rights Application, Privatization and Acquisitions) HK$ 2.00 per Board Lot HK$ 100.00  
Bonus Shares Collection and Unclaimed Entitlements HK$ 400.00 per Claim 1. The fee does not include HK $ 200.00 handling charge by CCASS.

2. The scrip fees are payable.

3. Fees will be charged whether the application is successful or not

Securities Expired Charges  
 
CBBC, Expired subscription warrant / Exercise subscription warrant in-the-money  
 
      Without Cash value  Free of charge
 
      With Cash value  HK$100 per contract
 
Others

 

Request for resending Daily / Monthly Statement  
Daily/ Monthly Statement within recent 3 months  E-statements are Free of charge, HK$50 per statement by Post    
Daily/ Monthly Statement before recent 3 months  HK$50 per paper by E-statement, HK$50 per paper by Post    
Cheque Refund  HK$100 per Cheque, plus Bank service Charges    
Stop Cheque  HK$100 per Cheque, plus Bank service Charges    
       

※    All charges are available upon request and are subject to revision without notice.